 |
|
|
|
|
| SEC RULE 606 |
|
ProTrade Financial will prepare this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make available to the public quarterly reports about their order routing practices.
The report will provide information on the routing of “non-directed orders” – any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, ProTrade Financial will select the execution venue on behalf of its customers.
The report will be divided into four sections:
New York Stock Exchange listed securities
NASDAQ Stock Market listed securities
American Stock Exchange and regional exchanges listed securities
Exchange listed options
For each section, this report will identify the venues most often selected by ProTrade Financial, will set forth the percentage of various types of orders routed to the venues, and will discuss the material aspects of ProTrade Financial’s relationship with the venues.
If you have any questions regarding this report you should contact compliance@protradefinancial.com .
|
|
|
| | |
|
